Swagger vs OpenAPI: Exploring the Best API Specification Standards

Jennie Lee
8 min readMar 15, 2024

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Introduction

The OpenAPI Specification is a widely used standard for designing, documenting, and building APIs. It provides a way to describe the capabilities and behaviors of an API using a machine-readable format. One of the most popular tools for working with the OpenAPI Specification is Swagger. Swagger is an open-source set of tools that includes everything you need to design, build, document, and consume RESTful web services.

In this article, we will explore the differences between Swagger and OpenAPI, and delve into the best API specification standards. Specifically, we will compare the OpenAPI versions 2.0 and 3.0, and highlight the new features introduced in OpenAPI 3.0. Our aim is to provide a comprehensive overview of these standards, and help you understand the benefits of using OpenAPI 3.0 over its predecessor.

OpenAPI 2.0 vs 3.0: An Overview

The OpenAPI Specification has evolved over time, and the two major versions currently in use are 2.0 and 3.0. It is important to understand the differences between these two versions, as it can significantly impact how you design and document your API.

OpenAPI 3.0 is the latest version of the specification and introduces several new features and improvements over 2.0. Some of the notable changes include:

  • Enhanced flexibility for multiple hosts: OpenAPI 2.0 only allows specifying a single host, whereas OpenAPI 3.0 introduces the ability to specify multiple hosts using an array of objects.
  • Improved URL structure: OpenAPI 3.0 provides enhancements to the URL structure, allowing for multiple URLs and the ability to define path templating.
  • Changes in URL verbs: OpenAPI 3.0 introduces changes in the definition of request bodies for GET and DELETE operations and adds support for the TRACE verb.
  • Introduction of components: OpenAPI 3.0 introduces the concept of components, allowing for the definition of reusable objects such as schemas, parameters, responses, examples, and security schemes, among others.
  • Separation of request body: OpenAPI 3.0 separates the request body into its own section called requestBody, providing more flexibility in defining different schemas and examples for various media types.
  • Introduction of examples: OpenAPI 3.0 allows for providing examples for the requestBody, enabling developers to demonstrate the expected input for different scenarios.
  • Linking capabilities: OpenAPI 3.0 introduces linking, which enables the correlation of information retrieved from an initial resource to access new resources.
  • Updated security definitions: OpenAPI 3.0 updates the security definitions and supports multiple flows such as OAuth2 and OpenID Connect. It also adds support for the new http type and bearer format.
  • Introduction of callbacks: OpenAPI 3.0 introduces the callback object, allowing developers to describe outbound HTTP requests and their expected responses. This is useful for implementing webhooks and other event-driven architectures.
  • Expanded JSON Schema: OpenAPI 3.0 expands the subset of JSON Schema that can be used, including support for anyOf, oneOf, and null. It also allows for specifying the type as an array.

Understanding these differences will help you leverage the new features and improvements offered by OpenAPI 3.0 and make informed decisions when designing and documenting your API.

In the following sections, we will dive deeper into some of the key differences and examine the benefits and implications of using OpenAPI 3.0.

Multiple Hosts: Enhanced Flexibility in OpenAPI 3.0

One of the limitations of OpenAPI 2.0 was that it only allowed specifying a single host for an API. This meant that if an API had multiple hosts or required their specification to work across multiple environments, it had to be manually adjusted.

OpenAPI 3.0 addresses this limitation by introducing the ability to specify multiple hosts using an array of objects. Each host object in the array can contain properties like host, basePath, and schemes allowing for more flexibility in defining different hosting environments for the API.

Here’s an example of how multiple hosts can be defined in OpenAPI 3.0:

openapi: 3.0.0
info:
title: My API
version: 1.0.0
servers:
- url: https://api.example.com/
description: Production server
- url: https://staging.api.example.com/
description: Staging server

By allowing multiple hosts, OpenAPI 3.0 simplifies the structure of the document and provides a more flexible way to define and deploy APIs across different environments.

Pros:

  • Simplifies the process of defining APIs for multiple hosts.
  • Provides flexibility in defining different hosting environments for the API.
  • Allows for better organization of API specifications.

Cons:

  • Requires additional effort to ensure consistent behavior across different hosts.
  • Increases the complexity of managing different hosting environments.

In the next section, we will explore the enhancements made to the URL structure in OpenAPI 3.0.

URL Structure Enhancements in OpenAPI 3.0

The URL structure is a critical aspect of RESTful APIs, and OpenAPI 3.0 introduces significant enhancements to it compared to OpenAPI 2.0. These enhancements provide more flexibility and granularity in defining URLs for API endpoints.

In OpenAPI 2.0, the URL structure is defined using the basePath and paths properties. However, in OpenAPI 3.0, the basePath property has been removed, and URLs are now defined directly in the paths section.

Furthermore, OpenAPI 3.0 introduces the ability to define multiple URLs for a single endpoint. This is particularly useful when an API supports multiple versions or variations of the same endpoint. It allows developers to define distinct URLs for each version or variation, making it easier to manage and document API changes over time.

Additionally, OpenAPI 3.0 introduces the concept of path templating, allowing for dynamic URL parameters. Path templating enables developers to define placeholders in the URL path that can be replaced with actual values in runtime. This provides more flexibility in designing URLs and simplifies the documentation by consolidating similar paths under a single template.

Here’s an example of how multiple URLs and path templating can be defined in OpenAPI 3.0:

openapi: 3.0.0
info:
title: My API
version: 1.0.0
paths:
/users:
get:
summary: Get a list of users
description: Retrieves a list of users from the API
responses:
'200':
description: A list of users
/users/{userId}:
get:
summary: Get a specific user
description: Retrieves a specific user from the API
parameters:
- name: userId
in: path
description: ID of the user to retrieve
required: true
schema:
type: string
responses:
'200':
description: The specified user

In the example above, we define two endpoints, /users and /users/{userId}. The latter uses path templating to define a dynamic parameter for userId, allowing for retrieval of a specific user based on their ID.

Pros:

  • Provides more flexibility in designing URLs for API endpoints.
  • Allows for the definition of multiple URLs for a single endpoint, simplifying versioning and variation management.
  • Path templating enables dynamic URL parameters, making the API more versatile and easier to use.

Cons:

  • Requires careful planning and consideration to avoid ambiguity and conflicts in URL definitions.
  • May increase the complexity of documentation and API management.

In the following section, we will discuss the changes in URL verbs in OpenAPI 3.0, specifically regarding request body definitions for GET and DELETE operations.

Changes in URL Verbs: GET, DELETE, and TRACE

One of the notable changes introduced in OpenAPI 3.0 is the handling of request body definitions for GET and DELETE operations. In OpenAPI 2.0, it was possible to define a request body for these operations, which goes against the HTTP specification.

OpenAPI 3.0 rectifies this issue by disallowing request body definitions for GET and DELETE operations. According to the HTTP specification, these operations should not have a request body. This change ensures compliance with the HTTP standard and promotes better API design practices.

Additionally, OpenAPI 3.0 adds support for the TRACE verb, allowing API developers to document and describe this HTTP method in their specifications. TRACE is a diagnostic utility that echoes the received request back to the client, allowing for testing and debugging purposes.

Here’s an example of how GET, DELETE, and TRACE verbs are defined in OpenAPI 3.0:

openapi: 3.0.0
info:
title: My API
version: 1.0.0
paths:
/users:
get:
summary: Get a list of users
description: Retrieves a list of users from the API
responses:
'200':
description: A list of users
delete:
summary: Delete all users
description: Deletes all users from the API
responses:
'204':
description: No content
/users/{userId}:
get:
summary: Get a specific user
description: Retrieves a specific user from the API
parameters:
- name: userId
in: path
description: ID of the user to retrieve
required: true
schema:
type: string
responses:
'200':
description: The specified user
trace:
summary: Trace a specific user
description: Performs a TRACE operation for a specific user
responses:
'200':
description: The TRACE response

In the example above, GET, DELETE, and TRACE are defined according to the HTTP specification, without the inclusion of a request body for GET and DELETE operations.

Pros:

  • Promotes better API design practices by conforming to the HTTP specification.
  • Ensures consistency and compliance across different API implementations.
  • Adds support for the TRACE verb, allowing for testing and debugging.

Cons:

  • May require updating existing API implementations to align with the OpenAPI 3.0 specification.
  • Potential compatibility issues with client applications that rely on request bodies for GET and DELETE operations.

In the next section, we will explore the introduction of the components concept in OpenAPI 3.0 and its impact on API documentation and reusability.

Components: Reusability and Simplified Document Structure

One of the significant additions in OpenAPI 3.0 is the concept of components. Components allow for the definition of reusable objects such as schemas, parameters, responses, examples, security schemes, links, request bodies, headers, and callbacks.

By introducing components, OpenAPI 3.0 addresses the issue of duplication and repetition in API documentation. It allows developers to define reusable elements and references to them throughout the specification. This results in a more modular and maintainable structure, as changes made to a component automatically propagate to all references.

Here’s an example of how the components feature can be used in OpenAPI 3.0:

openapi: 3.0.0
info:
title: My API
version: 1.0.0
components:
schemas:
User:
type: object
properties:
name:
type: string
email:
type: string
parameters:
UserId:
name: userId
in: path
description: ID of the user
required: true
schema:
type: string
responses:
Success:
description: The request was successful
content:
application/json:
schema:
$ref: '#/components/schemas/User'

In the example above, we define reusable components such as schemas, parameters, and responses. The User schema can be referenced and reused throughout the specification using $ref. This promotes reusability, reduces duplication, and simplifies the documentation structure.

Pros:

  • Promotes reusability and maintainability of API specifications.
  • Simplifies the documentation structure by consolidating reusable elements.
  • Allows for easier propagation of changes in components to all references.

Cons:

  • Requires careful handling of component references to avoid confusion and errors.
  • May increase the initial complexity of API specification creation.

In the subsequent sections, we will cover other notable features introduced in OpenAPI 3.0, such as the separation of the request body, support for examples, linking capabilities, updated security definitions, callbacks, and expanded JSON Schema support.

Continue reading the full article here.

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Jennie Lee
Jennie Lee

Written by Jennie Lee

Software Testing Blogger, #API Testing

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