Top 10 Python Heapify Techniques: A Step-by-Step Guide

Jennie Lee
5 min readApr 13, 2024

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Introduction to the heapq module

The heapq module in Python provides several functions for working with heaps. A heap is a binary tree-based data structure in which the parent node is always smaller or larger than its children. In Python, the heapq module is used to implement heaps as lists, providing efficient insertion and retrieval of the smallest or largest items.

When working with collections of data, there are often situations where we need to find the largest or smallest items. Python provides the max() and min() functions for this purpose, which return the largest and smallest elements in a collection, respectively. However, if we need to find the n largest or smallest items, the heapq module offers a more efficient solution.

This article will explore the various techniques for using the heapq module to find the n largest items in a collection, providing step-by-step examples along the way.

Using nlargest() and nsmallest() functions

The heapq module provides two functions, nlargest() and nsmallest(), which can be used to find the n largest or smallest items in a collection. These functions take two arguments: an iterable and the number of items to return.

Let’s take a look at an example using the nlargest() function:

import heapq

numbers = [5, 9, 3, 1, 7, 2, 8]
largest = heapq.nlargest(3, numbers)
print(largest)

In this example, we have a list of numbers and we want to find the three largest numbers. We pass the list as the first argument to nlargest() and specify 3 as the second argument. The function returns a list of the three largest numbers, which we then print to the console. The output will be: [9, 8, 7].

Similarly, we can use the nsmallest() function to find the n smallest items in a collection:

import heapq

numbers = [5, 9, 3, 1, 7, 2, 8]
smallest = heapq.nsmallest(2, numbers)
print(smallest)

In this case, we want to find the two smallest numbers in the list. We pass the list and the number 2 to the nsmallest() function. The function returns a list of the two smallest numbers: [1, 2].

Efficient sorting and slicing for n large/smallest items

In some cases, the value of n is almost the same size as the collection. In these scenarios, it can be more efficient to sort the collection and then slice it to retrieve the n largest or smallest items.

Let’s illustrate this with an example:

import heapq

import random

numbers = [random.randint(1, 1000) for _ in range(100)]
numbers.sort()

largest = numbers[-5:]
smallest = numbers[:5]

print("Largest:", largest)
print("Smallest:", smallest)

In this example, we generate a list of 100 random numbers using a list comprehension. We then sort the list using the sort() method. Finally, we can easily retrieve the 5 largest and smallest numbers by slicing the list. The output will display the 5 largest and smallest numbers.

By sorting the collection and slicing it, we save time and space complexity compared to using the nlargest() or nsmallest() functions when n is close to the size of the collection.

Advanced examples with custom comparisons

The nlargest() and nsmallest() functions can even be used with more complex data structures, such as lists of dictionaries. In these cases, we can specify a key value to compare the items in the collection.

Let’s say we have a list of dictionaries representing students and their scores:

import heapq

students = [
{'name': 'Alice', 'score': 85},
{'name': 'Bob', 'score': 78},
{'name': 'Charlie', 'score': 90},
{'name': 'David', 'score': 92},
{'name': 'Eve', 'score': 88}
]

top_students = heapq.nlargest(2, students, key=lambda s: s['score'])
print(top_students)

In this example, we want to find the two students with the highest scores. We pass the list of students as the first argument to nlargest(), and specify a key function to extract the score value from each dictionary. The output will be a list of the two students with the highest scores based on the specified key: [{‘name’: ‘David’, ‘score’: 92}, {‘name’: ‘Charlie’, ‘score’: 90}].

It’s important to note that the key function can be arbitrarily complex, allowing us to compare values in any way we want.

In cases where there are tiebreakers, we can specify multiple key values to compare. For example, if we have a list of dictionaries representing students with scores and ages:

import heapq

students = [
{'name': 'Alice', 'score': 85, 'age': 20},
{'name': 'Bob', 'score': 78, 'age': 21},
{'name': 'Charlie', 'score': 90, 'age': 19},
{'name': 'David', 'score': 90, 'age': 22},
{'name': 'Eve', 'score': 88, 'age': 20}
]

top_students = heapq.nlargest(2, students, key=lambda s: (s['score'], s['age']))
print(top_students)

In this example, we want to find the two students with the highest scores, and in case of a tie, we use the age as a tiebreaker. We pass the list of students to nlargest() as before, but this time we specify a key function that returns a tuple of the score and age values. The output will be a list of the two students with the highest scores, considering their ages as tiebreakers: [{‘name’: ‘Charlie’, ‘score’: 90, ‘age’: 19}, {‘name’: ‘David’, ‘score’: 90, ‘age’: 22}].

Underlying mechanism of the heapq module

To understand how the heapq module works internally, it’s helpful to know that heaps are represented as lists in Python. The functions in the heapq module operate on these lists by converting them into a heap and allowing for efficient insertion and retrieval of the smallest or largest elements.

When a list is converted into a heap, its first element is always the smallest item. This property allows for efficient retrieval of the next smallest item in the heap.

The heapq module provides several functions for working with heaps, including heappush() to insert items into a heap, heappop() to retrieve and remove the smallest item, and heapify() to convert a list into a heap.

Here’s an example illustrating the basic usage of the heapq module’s functions:

import heapq

heap = []
heapq.heappush(heap, 5)
heapq.heappush(heap, 3)
heapq.heappush(heap, 7)

smallest = heapq.heappop(heap)
print(smallest)

In this example, we create an empty list called heap. We then use heappush() to insert three elements into the heap: 5, 3, and 7. Finally, we use heappop() to retrieve and remove the smallest item from the heap. The output will be: 3.

Conclusion

The heapq module in Python provides efficient ways to find the n largest or smallest items in a collection. Through functions like nlargest() and nsmallest(), we can easily retrieve the desired items. In situations where n is close to the size of the collection, sorting and slicing can be more efficient.

We have also seen how the heapq module can handle more complex data structures, such as lists of dictionaries, allowing for custom comparisons. The module’s underlying mechanism, which represents heaps as lists and maintains the smallest item at the top, ensures efficient retrieval of the next smallest item.

In conclusion, by leveraging the heapq module, we can easily find the n largest or smallest items in a collection, providing valuable insights into our data.

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Jennie Lee
Jennie Lee

Written by Jennie Lee

Software Testing Blogger, #API Testing

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